MERRILL LYNCH, PIERCE, FENNER & SMITH INC.

Insider

10% Owner

Trades at: PML· NZF· VKI· NAD· NMZ· MUNEX· PNI· PMF +8 more

30D 90D 1Y

Net shares · 365d

25.7K buy · 25.7K sell

Net value · 365d

$189

$284.3K in · $284.1K out

Sentiment · 365d

Net selling

50% buying · 50% selling

Open-market trades · 365d

25.7K buy · 25.7K sell

Trading track record · all companies

Running net of open-market buys − sells across every company. Tap the line or a marker for details. ▲ buy · ▼ sell.

Transactions · 365d

Open-market Buys Sells All types

PML Sell·S
Mar 13, 26

TenPercentOwner

$496

65 sh · $7.63

Own -100%
PML Buy·P
Mar 13, 26

TenPercentOwner

$503

65 sh · $7.74

Own New
NZF Buy·P
Feb 25, 26

TenPercentOwner

$103

8 sh · $12.88

Own New
NZF Sell·S
Feb 25, 26

TenPercentOwner

$104

8 sh · $12.97

Own -100%
VKI Sell·S
Jan 2, 26

TenPercentOwner

$76.8K

8.5K sh · $9.00

Own -100%
VKI Buy·P
Jan 2, 26

TenPercentOwner

$77.5K

8.5K sh · $9.08

Own New
NAD Sell·S
Jan 2, 26

TenPercentOwner

$76.4K

6.4K sh · $11.99

Own -100%
NAD Buy·P
Jan 2, 26

TenPercentOwner

$76.6K

6.4K sh · $12.01

Own New
NMZ Buy·P
Dec 19, 25

TenPercentOwner

$10.3K

1.0K sh · $10.32

Own New
NMZ Sell·S
Dec 19, 25

TenPercentOwner

$10.5K

1.0K sh · $10.54

Own -100%
MUNEX Sell·S
Nov 7, 25

TenPercentOwner

$13

1 sh · $12.54

Own -100%
MUNEX Buy·P
Nov 7, 25

TenPercentOwner

$13

1 sh · $12.55

Own New
NMZ Sell·S
Oct 9, 25

TenPercentOwner

$2.0K

190 sh · $10.62

Own -100%
NMZ Buy·P
Oct 9, 25

TenPercentOwner

$2.0K

190 sh · $10.62

Own New
NZF Buy·P
Oct 3, 25

TenPercentOwner

$28.2K

2.2K sh · $12.53 avg · 3 lots

Own New
NZF Sell·S
Oct 3, 25

TenPercentOwner

$28.3K

2.2K sh · $12.57 avg · 2 lots

Own -100%
NZF Buy·P
Sep 26, 25

TenPercentOwner

$2.4K

197 sh · $12.40

Own New
NZF Sell·S
Sep 26, 25

TenPercentOwner

$2.4K

197 sh · $12.40

Own -100%
MUNEX Sell·S
Sep 25, 25

TenPercentOwner

$60.6K

4.8K sh · $12.68

Own -100%
MUNEX Buy·P
Sep 25, 25

TenPercentOwner

$60.4K

4.8K sh · $12.64

Own New
NZF Buy·P
Aug 19, 25

TenPercentOwner

$24.8K

2.1K sh · $11.81 avg · 4 lots

Own New
NZF Sell·S
Aug 19, 25

TenPercentOwner

$24.9K

2.1K sh · $11.86

Own -100%
PNI Buy·P
Aug 11, 25

TenPercentOwner

$685

105 sh · $6.52

Own New
PNI Sell·S
Aug 11, 25

TenPercentOwner

$685

105 sh · $6.52

Own -100%
PML Buy·P
Jul 2, 25

TenPercentOwner

$815

111 sh · $7.34

Own New
PML Sell·S
Jul 2, 25

TenPercentOwner

$828

111 sh · $7.46

Own -100%

Date▾	Ticker	Role	Type	Shares	Own Δ	Price	Value
Mar 13, 2026	PML	TenPercentOwner	Sell S	65	-100%	$7.63	$496
Mar 13, 2026	PML	TenPercentOwner	Buy P	65	New	$7.74	$503
Feb 25, 2026	NZF	TenPercentOwner	Buy P	8	New	$12.88	$103
Feb 25, 2026	NZF	TenPercentOwner	Sell S	8	-100%	$12.97	$104
Jan 2, 2026	VKI	TenPercentOwner	Sell S	8.5K	-100%	$9.00	$76.8K
Jan 2, 2026	VKI	TenPercentOwner	Buy P	8.5K	New	$9.08	$77.5K
Jan 2, 2026	NAD	TenPercentOwner	Sell S	6.4K	-100%	$11.99	$76.4K
Jan 2, 2026	NAD	TenPercentOwner	Buy P	6.4K	New	$12.01	$76.6K
Dec 19, 2025	NMZ	TenPercentOwner	Buy P	1.0K	New	$10.32	$10.3K
Dec 19, 2025	NMZ	TenPercentOwner	Sell S	1.0K	-100%	$10.54	$10.5K
Nov 7, 2025	MUNEX	TenPercentOwner	Sell S	1	-100%	$12.54	$13
Nov 7, 2025	MUNEX	TenPercentOwner	Buy P	1	New	$12.55	$13
Oct 9, 2025	NMZ	TenPercentOwner	Sell S	190	-100%	$10.62	$2.0K
Oct 9, 2025	NMZ	TenPercentOwner	Buy P	190	New	$10.62	$2.0K
Oct 3, 2025	NZF	TenPercentOwner	Buy P	2.2K3 lots	New	$12.53 avg	$28.2K
Oct 3, 2025	NZF	TenPercentOwner	Sell S	2.2K2 lots	-100%	$12.57 avg	$28.3K
Sep 26, 2025	NZF	TenPercentOwner	Buy P	197	New	$12.40	$2.4K
Sep 26, 2025	NZF	TenPercentOwner	Sell S	197	-100%	$12.40	$2.4K
Sep 25, 2025	MUNEX	TenPercentOwner	Sell S	4.8K	-100%	$12.68	$60.6K
Sep 25, 2025	MUNEX	TenPercentOwner	Buy P	4.8K	New	$12.64	$60.4K
Aug 19, 2025	NZF	TenPercentOwner	Buy P	2.1K4 lots	New	$11.81 avg	$24.8K
Aug 19, 2025	NZF	TenPercentOwner	Sell S	2.1K	-100%	$11.86	$24.9K
Aug 11, 2025	PNI	TenPercentOwner	Buy P	105	New	$6.52	$685
Aug 11, 2025	PNI	TenPercentOwner	Sell S	105	-100%	$6.52	$685
Jul 2, 2025	PML	TenPercentOwner	Buy P	111	New	$7.34	$815
Jul 2, 2025	PML	TenPercentOwner	Sell S	111	-100%	$7.46	$828

Buy Sell Non-market (grant · exercise · gift)

About MERRILL LYNCH, PIERCE, FENNER & SMITH INC.

This profile aggregates every SEC Form 4 insider transaction reported by MERRILL LYNCH, PIERCE, FENNER & SMITH INC. across all companies they trade. Open-market purchases (code P) and sales (code S) are the highest-signal, discretionary trades; grants (A), option exercises (M) and gifts (G) reflect compensation rather than conviction and carry no market price. Figures cover the selected period and update as new filings are ingested.