LPLA

insider transactions

LPL Financial Holdings Inc. — buys & sells by directors, officers and 10% owners (SEC Form 4).

30D 90D 1Y

Net shares · 365d

-8.9K

0 buy · 8.9K sell

Net value · 365d

-$2.8M

$0 in · $2.8M out

Sentiment · 365d

Net selling

0% buying · 100% selling

Open-market trades · 365d

0 buy · 8.9K sell

Net buy / sell volume

Tap or hover the chart for daily net volume. Green = net buying, red = net selling.

All transactions

Other·F
Jun 12, 26

Greg Gates

Group Managing Director

$68.6K

232 sh · $295.66

Own -1%
Other·F
Jun 12, 26

Marc Eliot Cohen

Group Managing Director

$13.0K

44 sh · $295.66

Own -1%
Exercise·M
Jun 10, 26

Paulett Eberhart

Director

$0

58.1K sh

Own New
Exercise·M
Jun 10, 26

Paulett Eberhart

Director

$0

58.1K sh

Own +71%
Grant·A
Jun 4, 26

Corey E. Thomas

Director

$0

7 sh

Own +0%
Grant·A
Jun 4, 26

Richard P Schifter

Director

$0

19 sh

Own +0%
Grant·A
Jun 4, 26

James S Putnam

Director

$0

10 sh

Own +0%
Grant·A
Jun 4, 26

Allison Mnookin

Director

$0

3 sh

Own +0%
Grant·A
Jun 4, 26

William Francis Glavin Jr

Director

$0

15 sh

Own +0%
Grant·A
Jun 4, 26

Paulett Eberhart

Director

$0

5 sh

Own +0%
Grant·A
Jun 4, 26

Edward C Bernard

Director

$0

4 sh

Own +0%
Grant·A
May 15, 26

Corey E. Thomas

Director

$0

348 sh

Own +2%
Grant·A
May 15, 26

Corey E. Thomas

Director

$0

712 sh

Own +5%
Grant·A
May 15, 26

Richard P Schifter

Director

$0

348 sh

Own +1%
Grant·A
May 15, 26

Richard P Schifter

Director

$0

712 sh

Own +2%
Grant·A
May 15, 26

James S Putnam

Director

$0

712 sh

Own +1%
Grant·A
May 15, 26

Anne M Mulcahy

Director

$0

348 sh

Own +1%
Grant·A
May 15, 26

Anne M Mulcahy

Director

$0

712 sh

Own +2%
Grant·A
May 15, 26

Allison Mnookin

Director

$0

712 sh

Own +6%
Grant·A
May 15, 26

Albert J Ko

Director

$0

712 sh

Own +28%
Grant·A
May 15, 26

Somesh Khanna

Director

$0

712 sh

Own +512%
Grant·A
May 15, 26

William Francis Glavin Jr

Director

$0

712 sh

Own +3%
Grant·A
May 15, 26

William Francis Glavin Jr

Director

$0

8.1K sh

Own +11%
Grant·A
May 15, 26

Paulett Eberhart

Director

$0

712 sh

Own +4%
Grant·A
May 15, 26

Edward C Bernard

Director

$0

348 sh

Own +2%
Grant·A
May 15, 26

Edward C Bernard

Director

$0

712 sh

Own +5%
Other·G
May 7, 26

James S Putnam

Director

$0

100 sh

Own -0%
Grant·A
May 7, 26

Paulett Eberhart

Director

—

939 sh

Own New
Exercise·M
May 6, 26

Paulett Eberhart

Director

—

1.4K sh

Own New
Other·D
May 6, 26

Paulett Eberhart

Director

$122.3K

511 sh · $239.26

Own -3%
Exercise·M
May 6, 26

Paulett Eberhart

Director

—

1.4K sh

Own +9%
Grant·A
May 6, 26

Paulett Eberhart

Director

$0

3.5K sh

Own +9%
Sell·S
Apr 15, 26

Matthew J Audette KEY

President and CFO · 10b5-1

$35.2K

106 sh · $332.27

Own -1%
Sell·S
Apr 15, 26

Matthew J Audette KEY

President and CFO · 10b5-1

$197.0K

595 sh · $331.09

Own -3%
Sell·S
Apr 15, 26

Matthew J Audette KEY

President and CFO · 10b5-1

$62.1K

189 sh · $328.34

Own -1%
Sell·S
Apr 15, 26

Matthew J Audette KEY

President and CFO · 10b5-1

$72.0K

220 sh · $327.45

Own -1%
Sell·S
Apr 14, 26

Matthew J Audette KEY

President and CFO · 10b5-1

$45.3K

139 sh · $326.16

Own -1%
Sell·S
Apr 14, 26

Matthew J Audette KEY

President and CFO · 10b5-1

$107.2K

330 sh · $325.00

Own -2%
Grant·A
Mar 24, 26

Corey E. Thomas

Director

$0

7 sh

Own +0%
Grant·A
Mar 24, 26

Richard P Schifter

Director

$0

19 sh

Own +0%
Grant·A
Mar 24, 26

James S Putnam

Director

$0

10 sh

Own +0%
Grant·A
Mar 24, 26

Allison Mnookin

Director

$0

3 sh

Own +0%
Grant·A
Mar 24, 26

William Francis Glavin Jr

Director

$0

15 sh

Own +0%
Grant·A
Mar 24, 26

Paulett Eberhart

Director

$0

5 sh

Own +0%
Grant·A
Mar 24, 26

Edward C Bernard

Director

$0

4 sh

Own +0%
Sell·S
Mar 10, 26

Marc Eliot Cohen

Group Managing Director

$337.0K

1.1K sh · $309.72

Own -20%
Exercise·M
Mar 9, 26

Marc Eliot Cohen

Group Managing Director

$0

2.2K sh

Own New
Sell·S
Mar 9, 26

Marc Eliot Cohen

Group Managing Director

$683.0K

2.2K sh · $308.75

Own -29%
Exercise·M
Mar 9, 26

Marc Eliot Cohen

Group Managing Director

$171.5K

2.2K sh · $77.53

Own +40%
Sell·S
Mar 2, 26

Aneri Jambusaria

Group Managing Director · 10b5-1

$94.2K

308 sh · $306.00

Own -4%
Sell·S
Feb 26, 26

Matthew Enyedi

Group Managing Director · 10b5-1

$59.1K

183 sh · $322.72

Own -1%
Sell·S
Feb 26, 26

Matthew Enyedi

Group Managing Director · 10b5-1

$54.4K

169 sh · $321.74

Own -1%
Sell·S
Feb 26, 26

Matthew Enyedi

Group Managing Director · 10b5-1

$213.8K

666 sh · $320.99

Own -4%
Sell·S
Feb 26, 26

Matthew Enyedi

Group Managing Director · 10b5-1

$200.6K

628 sh · $319.38

Own -4%
Sell·S
Feb 26, 26

Matthew Enyedi

Group Managing Director · 10b5-1

$147.4K

463 sh · $318.38

Own -3%
Sell·S
Feb 26, 26

Matthew J Audette KEY

President and CFO · 10b5-1

$145.9K

453 sh · $322.15

Own -2%
Sell·S
Feb 26, 26

Matthew J Audette KEY

President and CFO · 10b5-1

$162.4K

506 sh · $321.04

Own -2%
Sell·S
Feb 26, 26

Matthew J Audette KEY

President and CFO · 10b5-1

$87.5K

274 sh · $319.32

Own -1%
Sell·S
Feb 26, 26

Matthew J Audette KEY

President and CFO · 10b5-1

$110.8K

348 sh · $318.51

Own -2%
Grant·A
Feb 25, 26

Richard Steinmeier KEY

Chief Executive Officer

$0

10.5K sh

Own +117%
Other·F
Feb 25, 26

Richard Steinmeier KEY

Chief Executive Officer

$834.1K

2.6K sh · $318.47

Own -23%
Grant·A
Feb 25, 26

Richard Steinmeier KEY

Chief Executive Officer

$0

2.3K sh

Own +24%
Grant·A
Feb 25, 26

Katharine Reeping

Principal Accounting Officer

$0

373 sh

Own +20%
Other·F
Feb 25, 26

Katharine Reeping

Principal Accounting Officer

$67.5K

212 sh · $318.47

Own -10%
Grant·A
Feb 25, 26

Katharine Reeping

Principal Accounting Officer

$0

81 sh

Own +4%
Grant·A
Feb 25, 26

Matthew Morningstar

Group Managing Director

$0

1.1K sh

Own +49%
Grant·A
Feb 25, 26

Aneri Jambusaria

Group Managing Director

$0

1.3K sh

Own +23%
Other·F
Feb 25, 26

Aneri Jambusaria

Group Managing Director

$227.7K

715 sh · $318.47

Own -11%
Grant·A
Feb 25, 26

Aneri Jambusaria

Group Managing Director

$0

942 sh

Own +17%
Grant·A
Feb 25, 26

Greg Gates

Group Managing Director

$0

2.8K sh

Own +16%
Grant·A
Feb 25, 26

Greg Gates

Group Managing Director

$0

2.8K sh

Own +18%
Other·F
Feb 25, 26

Greg Gates

Group Managing Director

$411.8K

1.3K sh · $318.47

Own -8%
Grant·A
Feb 25, 26

Greg Gates

Group Managing Director

$0

1.9K sh

Own +13%
Grant·A
Feb 25, 26

Emily Field

Group Managing Director

$0

1.1K sh

Own +137%
Grant·A
Feb 25, 26

Matthew Enyedi

Group Managing Director · 10b5-1

$0

2.2K sh

Own +15%
Other·F
Feb 25, 26

Matthew Enyedi

Group Managing Director · 10b5-1

$424.5K

1.3K sh · $318.47

Own -9%
Grant·A
Feb 25, 26

Matthew Enyedi

Group Managing Director · 10b5-1

$0

1.8K sh

Own +13%
Grant·A
Feb 25, 26

Marc Eliot Cohen

Group Managing Director

$0

1.4K sh

Own +34%
Other·F
Feb 25, 26

Marc Eliot Cohen

Group Managing Director

$153.8K

483 sh · $318.47

Own -11%
Grant·A
Feb 25, 26

Marc Eliot Cohen

Group Managing Director

$0

537 sh

Own +13%
Grant·A
Feb 25, 26

Matthew J Audette KEY

President and CFO · 10b5-1

$0

6.6K sh

Own +41%
Other·F
Feb 25, 26

Matthew J Audette KEY

President and CFO · 10b5-1

$748.7K

2.4K sh · $318.47

Own -13%
Grant·A
Feb 25, 26

Matthew J Audette KEY

President and CFO · 10b5-1

$0

2.2K sh

Own +13%
Grant·A
Feb 2, 26

Somesh Khanna

Director

$0

139 sh

Own New
Other·G
Dec 31, 25

Richard P Schifter

Director

$0

1.1K sh

Own -3%

Date▾	Insider	Role	Type	Shares	Own Δ	Price	Value
Jun 12, 2026	Greg Gates	Group Managing Director	Other F	232	-1%	$295.66	$68.6K
Jun 12, 2026	Marc Eliot Cohen	Group Managing Director	Other F	44	-1%	$295.66	$13.0K
Jun 10, 2026	Paulett Eberhart	Director	Exercise M	58.1K	New	—	$0
Jun 10, 2026	Paulett Eberhart	Director	Exercise M	58.1K	+71%	—	$0
Jun 4, 2026	Corey E. Thomas	Director	Grant A	7	+0%	—	$0
Jun 4, 2026	Richard P Schifter	Director	Grant A	19	+0%	—	$0
Jun 4, 2026	James S Putnam	Director	Grant A	10	+0%	—	$0
Jun 4, 2026	Allison Mnookin	Director	Grant A	3	+0%	—	$0
Jun 4, 2026	William Francis Glavin Jr	Director	Grant A	15	+0%	—	$0
Jun 4, 2026	Paulett Eberhart	Director	Grant A	5	+0%	—	$0
Jun 4, 2026	Edward C Bernard	Director	Grant A	4	+0%	—	$0
May 15, 2026	Corey E. Thomas	Director	Grant A	348	+2%	—	$0
May 15, 2026	Corey E. Thomas	Director	Grant A	712	+5%	—	$0
May 15, 2026	Richard P Schifter	Director	Grant A	348	+1%	—	$0
May 15, 2026	Richard P Schifter	Director	Grant A	712	+2%	—	$0
May 15, 2026	James S Putnam	Director	Grant A	712	+1%	—	$0
May 15, 2026	Anne M Mulcahy	Director	Grant A	348	+1%	—	$0
May 15, 2026	Anne M Mulcahy	Director	Grant A	712	+2%	—	$0
May 15, 2026	Allison Mnookin	Director	Grant A	712	+6%	—	$0
May 15, 2026	Albert J Ko	Director	Grant A	712	+28%	—	$0
May 15, 2026	Somesh Khanna	Director	Grant A	712	+512%	—	$0
May 15, 2026	William Francis Glavin Jr	Director	Grant A	712	+3%	—	$0
May 15, 2026	William Francis Glavin Jr	Director	Grant A	8.1K	+11%	—	$0
May 15, 2026	Paulett Eberhart	Director	Grant A	712	+4%	—	$0
May 15, 2026	Edward C Bernard	Director	Grant A	348	+2%	—	$0
May 15, 2026	Edward C Bernard	Director	Grant A	712	+5%	—	$0
May 7, 2026	James S Putnam	Director	Other G	100	-0%	—	$0
May 7, 2026	Paulett Eberhart	Director	Grant A	939	New	—	—
May 6, 2026	Paulett Eberhart	Director	Exercise M	1.4K	New	—	—
May 6, 2026	Paulett Eberhart	Director	Other D	511	-3%	$239.26	$122.3K
May 6, 2026	Paulett Eberhart	Director	Exercise M	1.4K	+9%	—	—
May 6, 2026	Paulett Eberhart	Director	Grant A	3.5K	+9%	—	$0
Apr 15, 2026	Matthew J Audette KEY 10b5-1	President and CFO	Sell S	106	-1%	$332.27	$35.2K
Apr 15, 2026	Matthew J Audette KEY 10b5-1	President and CFO	Sell S	595	-3%	$331.09	$197.0K
Apr 15, 2026	Matthew J Audette KEY 10b5-1	President and CFO	Sell S	189	-1%	$328.34	$62.1K
Apr 15, 2026	Matthew J Audette KEY 10b5-1	President and CFO	Sell S	220	-1%	$327.45	$72.0K
Apr 14, 2026	Matthew J Audette KEY 10b5-1	President and CFO	Sell S	139	-1%	$326.16	$45.3K
Apr 14, 2026	Matthew J Audette KEY 10b5-1	President and CFO	Sell S	330	-2%	$325.00	$107.2K
Mar 24, 2026	Corey E. Thomas	Director	Grant A	7	+0%	—	$0
Mar 24, 2026	Richard P Schifter	Director	Grant A	19	+0%	—	$0
Mar 24, 2026	James S Putnam	Director	Grant A	10	+0%	—	$0
Mar 24, 2026	Allison Mnookin	Director	Grant A	3	+0%	—	$0
Mar 24, 2026	William Francis Glavin Jr	Director	Grant A	15	+0%	—	$0
Mar 24, 2026	Paulett Eberhart	Director	Grant A	5	+0%	—	$0
Mar 24, 2026	Edward C Bernard	Director	Grant A	4	+0%	—	$0
Mar 10, 2026	Marc Eliot Cohen	Group Managing Director	Sell S	1.1K	-20%	$309.72	$337.0K
Mar 9, 2026	Marc Eliot Cohen	Group Managing Director	Exercise M	2.2K	New	—	$0
Mar 9, 2026	Marc Eliot Cohen	Group Managing Director	Sell S	2.2K	-29%	$308.75	$683.0K
Mar 9, 2026	Marc Eliot Cohen	Group Managing Director	Exercise M	2.2K	+40%	$77.53	$171.5K
Mar 2, 2026	Aneri Jambusaria 10b5-1	Group Managing Director	Sell S	308	-4%	$306.00	$94.2K
Feb 26, 2026	Matthew Enyedi 10b5-1	Group Managing Director	Sell S	183	-1%	$322.72	$59.1K
Feb 26, 2026	Matthew Enyedi 10b5-1	Group Managing Director	Sell S	169	-1%	$321.74	$54.4K
Feb 26, 2026	Matthew Enyedi 10b5-1	Group Managing Director	Sell S	666	-4%	$320.99	$213.8K
Feb 26, 2026	Matthew Enyedi 10b5-1	Group Managing Director	Sell S	628	-4%	$319.38	$200.6K
Feb 26, 2026	Matthew Enyedi 10b5-1	Group Managing Director	Sell S	463	-3%	$318.38	$147.4K
Feb 26, 2026	Matthew J Audette KEY 10b5-1	President and CFO	Sell S	453	-2%	$322.15	$145.9K
Feb 26, 2026	Matthew J Audette KEY 10b5-1	President and CFO	Sell S	506	-2%	$321.04	$162.4K
Feb 26, 2026	Matthew J Audette KEY 10b5-1	President and CFO	Sell S	274	-1%	$319.32	$87.5K
Feb 26, 2026	Matthew J Audette KEY 10b5-1	President and CFO	Sell S	348	-2%	$318.51	$110.8K
Feb 25, 2026	Richard Steinmeier KEY	Chief Executive Officer	Grant A	10.5K	+117%	—	$0
Feb 25, 2026	Richard Steinmeier KEY	Chief Executive Officer	Other F	2.6K	-23%	$318.47	$834.1K
Feb 25, 2026	Richard Steinmeier KEY	Chief Executive Officer	Grant A	2.3K	+24%	—	$0
Feb 25, 2026	Katharine Reeping	Principal Accounting Officer	Grant A	373	+20%	—	$0
Feb 25, 2026	Katharine Reeping	Principal Accounting Officer	Other F	212	-10%	$318.47	$67.5K
Feb 25, 2026	Katharine Reeping	Principal Accounting Officer	Grant A	81	+4%	—	$0
Feb 25, 2026	Matthew Morningstar	Group Managing Director	Grant A	1.1K	+49%	—	$0
Feb 25, 2026	Aneri Jambusaria	Group Managing Director	Grant A	1.3K	+23%	—	$0
Feb 25, 2026	Aneri Jambusaria	Group Managing Director	Other F	715	-11%	$318.47	$227.7K
Feb 25, 2026	Aneri Jambusaria	Group Managing Director	Grant A	942	+17%	—	$0
Feb 25, 2026	Greg Gates	Group Managing Director	Grant A	2.8K	+16%	—	$0
Feb 25, 2026	Greg Gates	Group Managing Director	Grant A	2.8K	+18%	—	$0
Feb 25, 2026	Greg Gates	Group Managing Director	Other F	1.3K	-8%	$318.47	$411.8K
Feb 25, 2026	Greg Gates	Group Managing Director	Grant A	1.9K	+13%	—	$0
Feb 25, 2026	Emily Field	Group Managing Director	Grant A	1.1K	+137%	—	$0
Feb 25, 2026	Matthew Enyedi 10b5-1	Group Managing Director	Grant A	2.2K	+15%	—	$0
Feb 25, 2026	Matthew Enyedi 10b5-1	Group Managing Director	Other F	1.3K	-9%	$318.47	$424.5K
Feb 25, 2026	Matthew Enyedi 10b5-1	Group Managing Director	Grant A	1.8K	+13%	—	$0
Feb 25, 2026	Marc Eliot Cohen	Group Managing Director	Grant A	1.4K	+34%	—	$0
Feb 25, 2026	Marc Eliot Cohen	Group Managing Director	Other F	483	-11%	$318.47	$153.8K
Feb 25, 2026	Marc Eliot Cohen	Group Managing Director	Grant A	537	+13%	—	$0
Feb 25, 2026	Matthew J Audette KEY 10b5-1	President and CFO	Grant A	6.6K	+41%	—	$0
Feb 25, 2026	Matthew J Audette KEY 10b5-1	President and CFO	Other F	2.4K	-13%	$318.47	$748.7K
Feb 25, 2026	Matthew J Audette KEY 10b5-1	President and CFO	Grant A	2.2K	+13%	—	$0
Feb 2, 2026	Somesh Khanna	Director	Grant A	139	New	—	$0
Dec 31, 2025	Richard P Schifter	Director	Other G	1.1K	-3%	—	$0

About LPLA insider trading

This page tracks insider transactions for LPL Financial Holdings Inc. (LPLA) reported to the U.S. Securities and Exchange Commission on Form 4. Corporate insiders — directors, executive officers and beneficial owners of more than 10% of the stock — must disclose their trades within two business days. Open-market purchases (code P) and sales (code S) made at the insider's discretion are the most-watched opportunistic signals, while awards (A), option exercises (M) and tax-withholding (F) reflect compensation rather than conviction. Trades marked 10b5-1 were made under a pre-arranged plan and are considered routine. A cluster buy — several insiders buying within a short window — is historically a stronger bullish indicator than any single trade.