LPLA
insider transactionsLPL Financial Holdings Inc. — buys & sells by directors, officers and 10% owners A shareholder owning more than 10% of the company. Must report trades, but usually a weaker signal than an officer or director. (SEC Form 4).
Net shares · 90d
-1.6K
0 buy · 1.6K sell
Net value · 90d
-$518.9K
$0 in · $518.9K out
Sentiment · 90d
Net selling
0% buying · 100% selling
Open-market trades · 90d
6
0 buy · 1.6K sell
Net buy / sell volume
Not enough data to chart yet.
Tap or hover the chart for daily net volume. Green = net buying, red = net selling.
All transactions
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Other·F
Group Managing Director
$68.6K
232 sh · $295.66
Own -1%
-
Other·F
Group Managing Director
$13.0K
44 sh · $295.66
Own -1%
-
Exercise·M
Director
$0
58.1K sh
Own New
-
Exercise·M
Director
$0
58.1K sh
Own +71%
-
Grant·A
Director
$0
7 sh
Own +0%
-
Grant·A
Director
$0
19 sh
Own +0%
-
Grant·A
Director
$0
10 sh
Own +0%
-
Grant·A
Director
$0
3 sh
Own +0%
-
Grant·A
Director
$0
15 sh
Own +0%
-
Grant·A
Director
$0
5 sh
Own +0%
-
Grant·A
Director
$0
4 sh
Own +0%
-
Grant·A
Director
$0
348 sh
Own +2%
-
Grant·A
Director
$0
712 sh
Own +5%
-
Grant·A
Director
$0
348 sh
Own +1%
-
Grant·A
Director
$0
712 sh
Own +2%
-
Grant·A
Director
$0
712 sh
Own +1%
-
Grant·A
Director
$0
348 sh
Own +1%
-
Grant·A
Director
$0
712 sh
Own +2%
-
Grant·A
Director
$0
712 sh
Own +6%
-
Grant·A
Director
$0
712 sh
Own +28%
-
Grant·A
Director
$0
712 sh
Own +512%
-
Grant·A
Director
$0
712 sh
Own +3%
-
Grant·A
Director
$0
8.1K sh
Own +11%
-
Grant·A
Director
$0
712 sh
Own +4%
-
Grant·A
Director
$0
348 sh
Own +2%
-
Grant·A
Director
$0
712 sh
Own +5%
-
Other·G
Director
$0
100 sh
Own -0%
-
Grant·A
Director
—
939 sh
Own New
-
Exercise·M
Director
—
1.4K sh
Own New
-
Other·D
Director
$122.3K
511 sh · $239.26
Own -3%
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Exercise·M
Director
—
1.4K sh
Own +9%
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Grant·A
Director
$0
3.5K sh
Own +9%
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Sell·S
President and CFO · 10b5-1
$35.2K
106 sh · $332.27
Own -1%
-
Sell·S
President and CFO · 10b5-1
$197.0K
595 sh · $331.09
Own -3%
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Sell·S
President and CFO · 10b5-1
$62.1K
189 sh · $328.34
Own -1%
-
Sell·S
President and CFO · 10b5-1
$72.0K
220 sh · $327.45
Own -1%
-
Sell·S
President and CFO · 10b5-1
$45.3K
139 sh · $326.16
Own -1%
-
Sell·S
President and CFO · 10b5-1
$107.2K
330 sh · $325.00
Own -2%
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Grant·A
Director
$0
7 sh
Own +0%
-
Grant·A
Director
$0
19 sh
Own +0%
-
Grant·A
Director
$0
10 sh
Own +0%
-
Grant·A
Director
$0
3 sh
Own +0%
-
Grant·A
Director
$0
15 sh
Own +0%
-
Grant·A
Director
$0
5 sh
Own +0%
-
Grant·A
Director
$0
4 sh
Own +0%
| Date▾ | Insider | Type | Shares | Value |
|---|---|---|---|---|
| Jun 12, 2026 | Greg Gates | Other F | 232 | $68.6K |
| Jun 12, 2026 | Marc Eliot Cohen | Other F | 44 | $13.0K |
| Jun 10, 2026 | Paulett Eberhart | Exercise M | 58.1K | $0 |
| Jun 10, 2026 | Paulett Eberhart | Exercise M | 58.1K | $0 |
| Jun 4, 2026 | Corey E. Thomas | Grant A | 7 | $0 |
| Jun 4, 2026 | Richard P Schifter | Grant A | 19 | $0 |
| Jun 4, 2026 | James S Putnam | Grant A | 10 | $0 |
| Jun 4, 2026 | Allison Mnookin | Grant A | 3 | $0 |
| Jun 4, 2026 | William Francis Glavin Jr | Grant A | 15 | $0 |
| Jun 4, 2026 | Paulett Eberhart | Grant A | 5 | $0 |
| Jun 4, 2026 | Edward C Bernard | Grant A | 4 | $0 |
| May 15, 2026 | Corey E. Thomas | Grant A | 348 | $0 |
| May 15, 2026 | Corey E. Thomas | Grant A | 712 | $0 |
| May 15, 2026 | Richard P Schifter | Grant A | 348 | $0 |
| May 15, 2026 | Richard P Schifter | Grant A | 712 | $0 |
| May 15, 2026 | James S Putnam | Grant A | 712 | $0 |
| May 15, 2026 | Anne M Mulcahy | Grant A | 348 | $0 |
| May 15, 2026 | Anne M Mulcahy | Grant A | 712 | $0 |
| May 15, 2026 | Allison Mnookin | Grant A | 712 | $0 |
| May 15, 2026 | Albert J Ko | Grant A | 712 | $0 |
| May 15, 2026 | Somesh Khanna | Grant A | 712 | $0 |
| May 15, 2026 | William Francis Glavin Jr | Grant A | 712 | $0 |
| May 15, 2026 | William Francis Glavin Jr | Grant A | 8.1K | $0 |
| May 15, 2026 | Paulett Eberhart | Grant A | 712 | $0 |
| May 15, 2026 | Edward C Bernard | Grant A | 348 | $0 |
| May 15, 2026 | Edward C Bernard | Grant A | 712 | $0 |
| May 7, 2026 | James S Putnam | Other G | 100 | $0 |
| May 7, 2026 | Paulett Eberhart | Grant A | 939 | — |
| May 6, 2026 | Paulett Eberhart | Exercise M | 1.4K | — |
| May 6, 2026 | Paulett Eberhart | Other D | 511 | $122.3K |
| May 6, 2026 | Paulett Eberhart | Exercise M | 1.4K | — |
| May 6, 2026 | Paulett Eberhart | Grant A | 3.5K | $0 |
| Apr 15, 2026 | Matthew J Audette KEY 10b5-1 | Sell S | 106 | $35.2K |
| Apr 15, 2026 | Matthew J Audette KEY 10b5-1 | Sell S | 595 | $197.0K |
| Apr 15, 2026 | Matthew J Audette KEY 10b5-1 | Sell S | 189 | $62.1K |
| Apr 15, 2026 | Matthew J Audette KEY 10b5-1 | Sell S | 220 | $72.0K |
| Apr 14, 2026 | Matthew J Audette KEY 10b5-1 | Sell S | 139 | $45.3K |
| Apr 14, 2026 | Matthew J Audette KEY 10b5-1 | Sell S | 330 | $107.2K |
| Mar 24, 2026 | Corey E. Thomas | Grant A | 7 | $0 |
| Mar 24, 2026 | Richard P Schifter | Grant A | 19 | $0 |
| Mar 24, 2026 | James S Putnam | Grant A | 10 | $0 |
| Mar 24, 2026 | Allison Mnookin | Grant A | 3 | $0 |
| Mar 24, 2026 | William Francis Glavin Jr | Grant A | 15 | $0 |
| Mar 24, 2026 | Paulett Eberhart | Grant A | 5 | $0 |
| Mar 24, 2026 | Edward C Bernard | Grant A | 4 | $0 |
About LPLA insider trading
This page tracks insider transactions for LPL Financial Holdings Inc. (LPLA) reported to the U.S. Securities and Exchange Commission on Form 4. Corporate insiders — directors, executive officers and beneficial owners of more than 10% of the stock — must disclose their trades within two business days. Open-market purchases (code P) and sales (code S) made at the insider's discretion are the most-watched opportunistic signals, while awards (A), option exercises (M) and tax-withholding (F) reflect compensation rather than conviction. Trades marked 10b5-1 were made under a pre-arranged plan and are considered routine. A cluster buy — several insiders buying within a short window — is historically a stronger bullish indicator than any single trade.